Negotiation glossary

What is Principled negotiation?

Published 8 October 2026 · 2 min read

Principled negotiation is the method described by Roger Fisher and William Ury in Getting to Yes (1981). It rests on four principles: separate the people from the problem, focus on interests rather than positions, invent options for mutual gain, and insist on objective criteria, with your BATNA as the safety net.

Principled negotiation decides issues on their merits, not through a contest of will. Roger Fisher and William Ury of the Harvard Negotiation Project described it in Getting to Yes (1981) as an alternative to both hard bargaining and soft, relationship-first concessions.

The four principles

PrincipleWhat it meansIn practice
Separate the people from the problemDeal with emotions and relationships apart from the substanceAcknowledge frustration, then return to the issue
Focus on interests, not positionsLook for the needs behind each demand"Why is that date important to you?"
Invent options for mutual gainGenerate several solutions before decidingPut two or three packages on the table
Insist on objective criteriaUse standards neither side controlsMarket data, published bands, comparable deals

The book adds a safety net: know your BATNA, the term it introduced, so that you never accept a deal worse than your alternative.

An example

A landlord asks for a 23 percent rent increase. A positional reply argues the number down. A principled reply asks what the increase is based on, proposes to use the rents of three comparable buildings as the reference, and explores what the landlord needs (a longer lease to cover two empty floors). The final agreement uses the comparable rents for the price and a five-year lease for the landlord's interest.

Where it helps, and where it is not enough

It works well when there are several issues and an ongoing relationship, which is where integrative negotiation creates value. When there is one issue and a one-off deal, the negotiation stays largely distributive; objective criteria then become the main tool to keep the division fair.

Common misreadings

  • "Principled means soft." It is firm on interests and criteria, only soft on people
  • "Never make a first offer." The book does not say that; it says to justify offers with criteria
  • "Everything can be win-win." Some value still has to be divided; the method says how to divide it fairly

Negosim's AI counterparts defend positions and hidden interests at the same time, which makes them a practical place to train the interest-based questions this method relies on.

Related terms

  • BATNA: Your BATNA (Best Alternative To a Negotiated Agreement) is the best option you already have if this negotiation ends without a deal. Any agreement worse than your BATNA should be refused; any agreement better than it is worth considering.
  • Integrative negotiation: Integrative negotiation is an approach where the parties look for agreements that make both better off, by putting several issues on the table and trading what is cheap for one against what is valuable for the other. It contrasts with distributive negotiation, where a single fixed amount is divided.
  • Distributive negotiation: Distributive negotiation is bargaining over a fixed quantity, typically a price, where whatever one side gains the other loses. It is sometimes called win-lose or positional bargaining; the tools that decide it are the anchor, the pace of concessions and each side's walk-away point.

Go further

Frequently asked questions

What are the four principles of principled negotiation?
Separate the people from the problem; focus on interests, not positions; invent options for mutual gain; insist on using objective criteria. Fisher and Ury add the BATNA as the protection when the other side is more powerful or refuses to play by these rules.
Is principled negotiation the same as win-win negotiation?
They overlap. Principled negotiation is a specific method with four principles; win-win is a broader label for any outcome where both sides gain. Principled negotiation aims for such outcomes but also tells you how to handle the parts of a deal that are purely about dividing value: with objective criteria rather than pressure.
Does principled negotiation work against a hard bargainer?
It is designed for that case. You do not answer pressure with pressure; you ask for the criteria behind their demand, return to interests and keep your BATNA ready. Fisher and Ury call this negotiation jujitsu: you redirect the attack toward the problem.
What is an objective criterion in a negotiation?
A standard that neither side controls: market prices, published salary bands, an expert valuation, a legal rule, what was agreed in comparable cases. Agreeing on the criterion first makes the number that follows much easier to accept.

Try Principled negotiation in a real negotiation

Pick a scenario, negotiate with an AI counterpart and see in the analysis whether you used it well.